Optimization and in vitro antiproliferation of Curcuma wenyujin’s active extracts by ultrasonication and response surface methodology
© The Author(s). 2016
Received: 30 November 2015
Accepted: 9 May 2016
Published: 16 May 2016
Curcuma wenyujin, a member of the genus Curcuma, has been widely prescribed for anti-cancer therapy. Multiple response surface optimization has attracted a great attention, while, the research about optimizing three or more responses employing response surface methodology (RSM) was very few.
RSM and desirability function (DF) were employed to get the optimum ultrasonic extraction parameters, in which the extraction yields of curdione, furanodienone, curcumol and germacrone from C. wenyujin were maximum. The yields in the extract were accurately quantified using the validated high performance liquid chromatography method with a good precision and accuracy. The optimization results indicated that the maximum combined desirability 97.1 % was achieved at conditions as follows: liquid–solid ratio, 8 mL g−1; ethanol concentration, 70 % and ultrasonic time, 20 min. The extraction yields gained from three verification experiments were in fine agreement with those of the model’s predictions. The surface morphologies of the sonication-treated C. wenyujin were loose and rough. The extract of C. wenyujin presented obvious antiproliferative activities against RKO and HT-29 cells in vitro.
KeywordsUltrasonic extraction Response surface methodology Curcuma wenyujin High performance liquid chromatography Antiproliferative activity
Rhizoma Curcumae, a number of the genus Curcuma, is cultivated in tropical and subtropical countries . In Chinese Pharmacopoeia, R. Curcumae means the rhizomes derived from Curcuma phaeocaulis Val., C. kwangsiensis S.G. Lee et C.F. Liang or C. wenyujin Y.H. Chen et C. Ling [2, 3]. Recently, it is broadly prescribed as an anti-cancer drug in some Asian countries, such as China [4, 5]. Sesquiterpenes, the main biological active compotents in R. Curcumae, such as germacrone, curcumol and furanodienone, possess powerful anti-cancer properties against breast cancer, liver cancer and lung cancer [4–8]. Moreover, curcumol, germacrone and curdione have been chosen as the index ingredients for its quality control [9, 10]. As for the quantitative analysis of these volatile components with thermo-sensitive and biological ability in R. Curcumae, high performance liquid chromatography (HPLC) is more suitable than gas chromatography-mass spectrometry .
Currently, ultrasonic extraction and supercritical fluid extraction (SFE) are gradually substituting the conventional extraction methods [11–13]. However, the system for SFE is a bit complicated and expensive . Ultrasonic extraction can achieve a high extraction efficiency in a very short period of time through promoting the liquids with different poralities to generate fine emulsions and accelerating the mass-transfer procedure in the reaction system [15–17]. For these reasons, ultrasonic extraction has been broadly adopted in extraction with advantages of saving time  and protecting heat-sensitive bioactive compounds from damage at a lower performance temperature .
Many parameters, such as ultrasonic time and solvent composition can influence the ultrasonic extraction efficiency separately or jointly . With the aid of central composite design (CCD), response surface methodology (RSM) has been a very useful tool to investigate the individual or collective effects of several parameters on responses . Further, desirability function (DF) can optimize performance conditions for one or more responses simultaneously via combining several responses into one . Now, the RSM coupled with DF has been employed to optimize extraction process  and prepare nanoparticles . However, the research about optimizing on three or more responses via employing RSM and DF was very few.
Due to the complexity of the compotents in herbs, combined action often occurs, bringing in an improvement of the therapeutic effect . Currently, a great attention has been given to the biological activities of Chinese medical herb extracts and its mechanisms [22–24].
This study focused on optimizing the ultrasonic extraction conditions to achieve the maximum extraction yields of four bioactive compotents from C. wenyujin by employing RSM coupled with DF and evaluating the antiproliferative activities of the C. wenyujin extract against two colorectal cancer (CRC) cell lines. Meanwhile, the impacts of ultrasound on the surface morphologies of C. wenyujin were explored.
Results and discussion
Analytical performance of high performance liquid chromatography
Single factor tests
Single factor tests were adopted to evaluate whether the type of solvent, solvent concentration, liquid–solid ratio, ultrasonic time and extraction temperature could be optimized for ultrasonic extraction yields of these four bioactive compotents from C. wenyujin, and the results are displayed in Additional file 2: Figure S1.
Additional file 2: Figure S1a demonstrates that the extraction potential of ethanol is the second strongest, which is weaker than that of methanol, but stronger than those of ether and ethyl acetate. Besides, ethanol is safe and eco-friendly compared with methanol. Especially, Chen et al. adopted ethanol to prepare C. phaeocaulis Val. extract with anti-tumor potential . Therefore, ethanol was chosen as solvent for next single factor tests.
Additional file 2: Figure S1b displays that the total extraction yield started to increase with increasing ethanol concentration, and peaked to the maximal yield 3.85 mg g−1 at concentration 80 % and then decreased, consistent to Xu’s result . Taking the extraction yield and solvent consumption into consideration, 70 % was selected as the solvent concentration for next analysis.
Additional file 2: Figure S1c reveals that the total extraction yield was positively and significantly increased by the liquid–solid ratio until the ratio was beyond 8 mL g−1; after that, the yield was almost unchanged. Generally speaking, a higher solvent ratio can dissolve components more effectively from herbal materials, bringing in a promoted extraction efficiency . Whereas excessive solvent will cause extra workload in the concentration process . Therefore, 8 mL g−1 was ascertained as the liquid–solid ratio.
Additional file 2: Figure S1d presents that the extraction yield increased as the ultrasonic time increased from 3 to 15 min. An adequate extraction time would be beneficial for promoting the extraction efficiency, while inordinately long extraction time might cause loss of activities . Accordingly, we fixed the ultrasonic time at 15 min.
As we can see, the extraction yield was almost unchanged when the extraction temperature changed from 20 to 50 °C (Additional file 2: Figure S1e). Besides, a higher extraction temperature probably was not good for thermo-sensitive bioactive compotents, such as germacrone in R. Curcumae, leading to loss of activities [3, 20]. Thus, the extraction temperature was set at 30 °C for further optimization experiments.
Three factors, the ethanol concentration, liquid–solid ratio and ultrasonic time, were chosen for further optimizing ultrasonic extraction conditions of the four bioactive compotents from C. wenyujin by the subsequent RSM coupled with DF.
Optimization employing response surface methodology
Statistical analysis and the model fitting
Central composite design and results for ultrasonic extraction of curdione, furanodienone, curcumol and germacrone from Curcuma wenyujin
Curdione (mg g−1)
Furanodienone (mg g−1)
Curcumol (mg g−1)
Germacrone (mg g−1)
Total yield (mg g−1)
Analysis of variance for central composite design and tests of the regression coefficients and intercepts of coded equations for curdione, furanodienone, curcumol and germacrone
X 1 X 2
X 1 X 3
1.326 × 10−3
X 2 X 3
8.001 × 10−3
X 1 2
4.588 × 10−3
X 2 2
X 3 2
3.531 × 10−3
Lack of Fit
6.474 × 10−3
R 2 = 0.9435, Q 2 = 0.8677, Adeq Precision = 12.121
X 1 X 2
9.730 × 10−3
X 1 X 3
1.966 × 10−3
X 2 X 3
1.566 × 10−4
4.425 × 10−3
X 1 2
X 2 2
X 3 2
Lack of Fit
3.853 × 10−3
R 2 = 0.9721, Q 2 = 0.9117, Adeq Precision = 16.176
2.694 × 10−3
8.931 × 10−3
4.953 × 10−3
2.519 × 10−3
X 1 X 2
1.739 × 10−4
−4.663 × 10−3
X 1 X 3
9.453 × 10−5
3.437 × 10−3
X 2 X 3
9.045 × 10−5
3.362 × 10−3
X 1 2
3.674 × 10−7
2.10 × 10−3
−1.805 × 10−4
X 2 2
6.848 × 10−3
X 3 2
2.553 × 10−4
−4.759 × 10−3
Lack of Fit
2.209 × 10−4
R 2 = 0.9520, Q 2 = 0.8957, Adeq Precision = 14.233
7.756 × 10−3
9.435 × 10−3
X 1 X 2
8.694 × 10−4
X 1 X 3
9.940 × 10−5
3.525 × 10−3
X 2 X 3
1.682 × 10−5
1.450 × 10−3
X 1 2
7.945 × 10−4
−8.395 × 10−3
X 2 2
X 3 2
4.873 × 10−4
−6.574 × 10−3
Lack of Fit
6.264 × 10−4
R 2 = 0.9546, Q 2 = 0.9076, Adeq Precision = 13.465
The determination coefficient (R 2 ) is another index of model quality. For example, the determination coefficient for the model of curdione (R 2 = 0.9435) suggested that 94.35 % of the variation for the curdione yield would be interpreted by the model . As shown in Table 2, the determination coefficients of these four models ranged from 0.9435 to 0.9721, impling good fits between the actual data and the empirical models. It is obvious that the test objects were uniformly distributed and covered the whole range of the training set, as indicated in Additional file 3: Figure S2. Besides, the predictive squared correlation coefficients (Q 2 )  of these four models were 0.8677, 0.9117, 0.8957 and 9076, as displayed in Table 2. Therefore, each model possesses a high predictive ability . The comparison of several methods often encounters problems, such as not very fair, which could be avoided by the sum of ranking differences (SRD) . Therefore, we also employed SRD to evaluate the goodness of fit between the actual and the predicted value for these four models by a software named SRDrep (SRD with ties) [28, 29]. In the present study, the SRD values were 23, 14, 17 and 10 for the models of curdione, furanodienone, curcumol and germacrone, respectively, suggesting insignificant difference (p < 0.05) between the actual and the predicted value for these four models.
Response surface analysis
Figure 2a, d, g and j reveal that the interactive effects of liquid–solid ratio (X 1 ) and ethanol concentration (X 2 ) on the yields of the four compotents in 14 min of ultrasonic time (X 3 ). Although the interaction are not statistically significant (p > 0.05, Table 2), the variation of these four compotent yields in the extracts can also be seen in these figures. When the two factors were at high levels, the extraction yields were maximum. At a given ethanol concentration, the yields increased as the liquid–solid ratio increased. While, the increment of the liquid–solid ratio failed to enhance the extraction yields obviously with the ratio in the range 7–8 mL g−1. This outcome was corresponding to the principle of mass transfer, where the transport force stems from the concentration gradient of a particular component between the solid and the liquid . The transport force increases when a higher liquid–solid ratio is used . However, the driving force will not increase when the solvent volume is sufficient . In our study, the extraction yields were not significantly changed when the ratio was over 7 mL g−1, in agreement with the reports by Tian and Lou [26, 30].
Figure 2c, f, i and l indicate the insignificant functions of ethanol concentration (X 2 ) and ultrasonic time (X 3 ) for the extraction yields of these four compotents (p > 0.05, Table 2). As shown, the extraction yields were positively correlated with ethanol concentration when it was lower than about 70 %. However, they were negatively correlated when ethanol concentration increased beyond about 70 %, consistent with the quadratic coefficients of ethanol concentration (−0.100, −0.150, −0.025 and −0.047, respectively, Table 2). Previous studies reported that the ethanol solution with concentration ranging from 70 to 80 % (v/v) was suitable for extracting lipophilic phytochemicals, such as isorhamnetin and piceatannol [20, 31]. In aqueous organic solution, the dried herbal materials in dehydrated state could swell. Besides, according to the ‘‘like dissolves like’’ extraction principle, extracting lipophilic compotents should use organic solvents . So, the action of ethanol concentration on extraction yield results from its function on expanding the herbs and promoting the dissolution of sesquiterpene compotents from the herbs .
Figure 2b, e, h and k present that the mutual influences of liquid–solid ratio (X 1 ) and ultrasonic time (X 3 ) were not correlated with the ultrasonic extraction yields of these four compotents (p > 0.05, Table 2). Fixing the liquid–solid ratio at 6 mL g−1, the extraction yields increased with ultrasonic time between 8 and 20 min, indicating the positive influence of ultrasonic time on the ultrasonic extraction efficiency. While, the increase in extraction yields was not particularly evident, when the ultrasonic time was above 17 min. Obviously, when the ethanol concentration was set at 65 %, the highest extraction yields could be gained at the ultrasonic time of 20 min and liquid–solid ratio of 8 mL g−1. Our result was similar to that of Wang et al. suggested that after the highest extraction yield was obtained, a extended ultrasonic time was not necessary .
The response surface plots indicated that the extraction yields mainly depended on the liquid–solid ratio, ethanol concentration and ultrasonic time, whereas no significant impact was observed in the mutual functions of these vital parameters, in good agreement with the ANOVA results.
Optimization using desirability function
Three verification experiments were performed to validate the ultrasonic extraction conditions optimized. Mean extraction yields of curdione, furanodienone, curcumol and germacrone were 1.98, 1.55, 0.25 and 0.40 mg g−1, respectively, consistent with the model’s predictions. Therefore, the ultrasonic extraction conditions for extracting the four bioactive compotents from C. wenyujin could be effectively optimized by employing RSM and DF.
Comparison and field emission scanning electron micrographs
Extraction yields of curdione, furanodienone, curcumol and germacrone from Curcuma wenyujin by ultrasonic extraction, SD extraction and maceration extraction
Curdione (mg g−1)
Furanodienone (mg g−1)
Curcumol (mg g−1)
Germacrone (mg g−1)
Total yield (mg g−1)
70 % ethanol
70 % ethanol
70 % ethanol
In order to ascertain which the compotent(s) in the extract could play a role in the the antiproliferative activity, these four main compotents of the extract were individually tested. Results, demonstrated in Fig. 5b and c, indicated that, all the four components showed significant growth inhibitory effects on the two cells except furanodienone on RKO cells at concentration 100 µmol L−1. Among these four bioactive compotents, furanodienone, whose content was the second highest in the C. wenyujin extract (Table 3), inhibited the growth of the two cell lines obviously, at concentration 200–400 µmol L−1, consistent to other studies [7, 39–41]. Wang et al. reported that curcumol was capable of inhibiting the cell viability of another two CRC cell lines in a concentration-dependent manner . In this study, we further found that the inhibition rates of furanodienone against RKO and HT-29 cells were more than 50.0 % (52.0 and 51.7 %, respectively) at 400 µmol L−1, indicating strong antiproliferative potential.
The joint inhibitory functions of the four components on the two cells were also investigated at the concentration corresponding to that in Fig. 5a, as displayed in Fig. 5d. The mixed solution displayed concentration-dependent antiproliferative potentials against the two cells except against RKO cells at 50 µmol L−1. Besides, at concentration of 200 µmol L−1, the inhibition rates were 56.3 and 63.4 %, to RKO and HT-29 cells, respectively. In addition, the inhibitory actions of the mixed solution on HT-29 cells were higher than that on RKO cells, at the lower two concentrations (p < 0.05, Fig. 5d). This phenomenon may be explained that RKO cells were little less sensitive to low drug concentrations than HT-29 cells .
As compared Fig. 5a and d with Fig. 5b and c, it was obvious that the antiproliferative activities of single component against RKO and HT-29 cells were lower than those of the C. wenyujin extract or the mixture, at the same concentration. It may be related to the interactions among active components. For instance, the inhibitory potential of furanodiene on proliferation of breast cancer cells could be enhanced by germacrone . Moreover, the active components in zedoary oil probably have a synergy on AGS cell growth . Therefore, the antiproliferative activities of the C. wenyujin extract and the mixed solution against the two cell lines may be caused by the synergistic inhibition action of these components, which needs further investigation. Actually, synergistic action can exist in herbal medicine, decreasing active concentration of pure compound [38, 45]. As compared Fig. 5a with Fig. 5d, it can be seen that the proliferation inhibitory effects of the C. wenyujin extract on the two cell lines were slightly stronger than those of the mixture at the same concentration. A possibility for this result might be that other compotents existed in the total extract (Fig. 1) which could also be conducive to its overall antiproliferative activity, resulting in a series of complex combined effects.
In conclusion, the extract of C. wenyujin gained under the optimal ultrasonic extraction conditions demonstrated marked antiproliferative activities against RKO and HT-29 cells in vitro. The molecular mechanism of the antiproliferative activity needs to be further explored.
This study was conducted to model and optimize the ultrasonic extraction conditions of extracting curdione, furanodienone, curcumol and germacrone from C. wenyujin by employing RSM and evaluate the inhibitory potential of the C. wenyujin extract on proliferation of RKO and HT-29 cells. Quadratic models for the four compounds content were derived with R 2 in the range of 0.9435–0.9721. The simultaneous optimization of the multi-response system by DF indicated that the D of 97.1 % can be possible under the conditions: liquid–solid ratio, 8 mL g−1; ethanol concentration, 70 % and ultrasonic time, 20 min. Ultrasonic treatment effectively promoted the loose and rough morphology of C. wenyujin samples. Additionally, the C. wenyujin extract gained under the optimal ultrasonic extraction conditions exhibited remarkable antiproliferative activities against the two cell lines. In summary, the response surface methodology could been successfully employed to optimize the ultrasonic extraction of C. wenyujin, and the results demonstrates that the extract possesses a remarkable antiproliferative activity against colorectal cancer cells in vitro.
Curcuma wenyujin Y.H. Chen et C. Ling, which grew in Zhejiang Province (China), was purchased from Shanghai General Hospital (China). The plant sample was ground into powder using a cyclone mill, and the powder was sieved through a 60 mesh sieve for ultrasonic extraction. HPLC-grade methanol and acetonitrile were brought from TEDIA (Ohio, USA). Ethanol, ether and ethyl acetate were analytically pure and obtained from Sanjie Chemical Co., Suzhou, China. Pure water was gained from a Millipore Milli Q-Plus system (Millipore, Bedford, MA). Curcumol, curdione and germacrone were obtained from Standard Bio-Technology Co., Ltd, Shanghai, China. Furanodienone was purchased from Yuanye Bio-Technology Co., Ltd, Shanghai, China. Dulbecco’s modified Eagle’s medium (DMEM), antibiotics (penicillin–streptomycin) and phosphate-buffered saline (PBS) were obtained from Jinuo Biotechnology (Hangzhou, China). Fetal bovine serum (FBS) was supplied by Gibco (CA, USA). CCK-8 kit was obtained from Dojindo Laboratories (Tokyo, Japan). Dimethyl sulfoxide (DMSO) was from Sigma (MO, USA).
High-performance liquid chromatography
Agilent Series 1100 liquid chromatography (Agilent Technologies, USA) with a Zorbax C18 column (4.6 × 150 mm, 5 µm) was adopted for HPLC analysis. The elution system was: acetonitrile, solvent A; water, solvent B. The gradient elution conditions applied were: 0–10 min, linear gradient 50–60 % A and 10–20 min, linear gradient 60–80 % A. The column temperature was 25 °C. The injection volume was 20 µL, and the flow-rate was 1 mL min−1. The peaks were detected at 210 nm.
Single factor tests
Taking previous researches and the constraints of experimental equipment into consideration , ultrasonic extraction was performed using an ultrasonic cleaning bath at 250 W and 25 kHz. The influences of five parameters, namely the type of solvent, solvent concentration, liquid–solid ratio, ultrasonic time and extraction temperature, on the total extraction yields of curdione, furanodienone, curcumol and germacrone from C. wenyujin were examined by single factor tests. Firstly, the extraction abilities of methanol, ethanol, ether and ethyl acetate were examined. After ethanol was chosen as the suitable extraction solvent, the ethanol concentration was investigated at 30 °C with 10.0 g samples and 80 mL ethanol solutions at concentrations of 40, 60, 70, 80 and 100 % for 10 min. After 70 % ethanol solution was chosen as the optimum extraction solvent, 10.0 g samples were sonicated with different liquid–solid ratios (4, 6, 8 and 10 mL g−1) for 10 min at 30 °C. Then, the ultrasonic time (3, 5, 10, 15 and 20 min) was investigated with 80 mL extraction solvent at 30 °C. Finally, to evaluate the influence of temperature, 10.0 g samples with 80 mL extraction solvent were sonicated 15 min at 20, 30, 40 and 50 °C, respectively.
Ultrasonic extraction was carried out for extracting the main four compotents from C. wenyujin sample. Firstly, 10.00 g C. wenyujin sample and a certain volume of solvent were placed into a 100 mL flask and sonicated at a fixed temperature for a given time. After extraction, the extract was centrifugated at 6000 rpm for 10 min. Subsequently, the supernatant extracted using methanol, ethanol or ethanol solution was poured into a 100 mL volumetric flask which was then filled to the mark with extraction solvent. Meanwhile, the supernatants extracted using other two solvents were evaporated and then dissolved with methanol. Lastly, each extracted solution was filtered with a 0.45 µm econofilter for determination analysis by HPLC.
Central composite design
The bound of each response and parameter was defined by the results in Table 1, and the “Goal” field for each response was set to the “maximum” to obtain the maximum D.
Comparison and field emission scanning electron microscope
In order to compare the extraction ability of the ultrasonic extraction technique to that of the classical extraction methods and investigate the mechanism of ultrasonic extraction, ultrasonic extraction, SD extraction and maceration extraction were all carried out with a same liquid–solid ratio (8 mL g−1). After centrifugation, HPLC was employed for determination the extraction yields of the four compounds in the C. wenyujin extract. Meanwhile, to protect the original structures of these precipitates from damage, the dry process was performed on a vacuum freezerdrye (FreeZone Stoppering Tray Dryer, Labconco) . Micrographs about the surface morphologies of these samples were obtained with FESEM.
Cell culture and CCK-8 assay
CRC RKO and HT-29 cells provided by the Institute of Clinical Translational Research, Shanghai General Hospital (Shanghai, China) were incubated in DMEM with 1 % antibiotics and 10 % FBS at 37 °C and 5 % CO2.
Firstly, the raw C. wenyujin extract obtained under the optimized ultrasonic extraction conditions was concentrated for 10 times to eliminate the influence of ethanol on cytoactive by vacuum concentration method. The concentrated C. wenyujin extract was then diluted with DMEM, antibiotics and FBS to 1:160, 1:80, 1:53 and 1:40 solutions. Meanwhile, these four pure ingredients were dissolved by DMSO to prepare stock solutions and then diluted as needed. Based on the concentration proportion of these main four compounds in the extract of C. wenyujin, the mixed solutions were prepared. The concentration of curdione in this mixture was used to mark that of the mixed solution.
The antiproliferative activities of the C. wenyujin extract against the two kinds of tumor cells were tested by a CCK-8 kit. Briefly, the two cells were counted and seeded into 96-well plates with a density of 5 × 103 and 8 × 103 cells per well, respectively, and allowed to adhere to the plates overnight. Subsequently, the cells were treated with a range of dilution ratios of C. wenyujin extract for 48 h. Lastly, the absorbance was monitored at 450 nm using Microplate reader (BIO-RAD, CA, USA). Similarly, the separate or joint effects of the main four compotents in C. wenyujin extract on the proliferation of the two cells were also examined.
All analyses were carried out at three times. The CCD results were analyzed by Design-expert version 8.5 software. The comparison of the actual and the predictive value of these four models was performed by the SRD analyses. IBM SPSS 20.0 software (SPSS Inc., Chicago, IL, USA) was adopted to perform the ANOVA for the extraction yields of different extraction methods and calculate IC50. In the present study, p < 0.05 was considered as statistically significant.
supercritical fluid extraction
response surface methodology
central composite design
field emission scanning electron microscope
high performance liquid chromatography
relative standard deviations
cell counting kit-8
analysis of variance
- D :
- IC50 :
half maximal inhibitory concentration
sum of ranking differences
DH and XW designed the study; XW and YJ performed the experiments; DH and XW analysed the data; DH, XW and YJ wrote the paper. All authors read and approved the final manuscript.
The authors gratefully acknowledge the financial support of the Shanghai Committee of Science and Technology (12401900503), the Health Bureau of Shanghai, China (2011ZJ021) and the State Key Laboratory of Clinical Pharmacology Department of Shanghai General Hospital.
The authors declare that they have no competing interests.
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